Paper to Practice

Why Compliance Programs Fail and How to Build Programs That Work

Gebonden Engels 2026 9781394391936
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Samenvatting

How to build integrity-driven organizations that prevent misconduct through effective compliance design In Paper to Practice, Harvard Business School professor and Integrity Lab founder Eugene Soltes reveals why companies continue to face major fines, reputational damage, and regulatory scrutiny from employee misconduct despite extensive compliance program efforts. Drawing on his work with multinational organizations, including more than two dozen Fortune 100 companies, global regulatory agencies, and more than a decade of research, Soltes exposes a fundamental problem with corporate compliance: companies often measure inputs instead of outcomes. This book delivers a data-driven framework for transforming compliance from a “check-the-box” exercise into a measurable business activity that drives real behavioral change. Readers will discover how leading organizations are moving beyond traditional compliance programs to build integrity-driven cultures that create measurable value for the business. Inside the book: • How to measure compliance effectiveness using behavioral outcomes • Rigorous methods for building and assessing organizational culture using both quantitative and qualitative data • Strategies for proactive risk management • Evidence-based approaches to investigations, speak-up systems, and accountability that change behavior • Frameworks for demonstrating ROI on compliance investments to boards and regulators Essential reading for board members, chief compliance officers, and senior executives who recognize that managing integrity risk is as critical as managing any other business function, Paper to Practice provides the tools to finally answer the question: Is our compliance and integrity program actually effective?

Specificaties

ISBN13:9781394391936
Trefwoorden:compliance, D
Taal:Engels
Bindwijze:gebonden
Aantal pagina's:272
Verschijningsdatum:12-8-2026
Hoofdrubriek:Algemeen management

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Over Eugene Soltes

Eugene Soltes is the Jakurski Family Associate Professor of Business Administration at Harvard Business School. His research focuses on financial fraud and corporate malfeasance and has been cited by the Wall Street Journal, Financial Times, USA Today, and Bloomberg News. Professor Soltes teaches in Harvard Business School's executive education programs and is the recipient of the Charles M. Williams Award for Outstanding Teaching. He received his PhD and MBA from the University of Chicago Booth School of Business and degrees in statistics and economics from Harvard University.

Andere boeken door Eugene Soltes

Inhoudsopgave

Preface: Designing Process Versus Measuring Outcomes ix

Chapter 1 Starting with the Goal: Defining Effectiveness 1
Chapter 2 It All Starts with Culture 27
Chapter 3 Asking What, Where, and Why: Proactive Risk Management 63
Chapter 4 Communicating Integrity 93
Chapter 5 Fostering Speak-Up 115
Chapter 6 Investigating Allegations 139
Chapter 7 Consequences 163
Chapter 8 Enhancing Integrity Programs 187

Appendix 1 Enterprise Risk Management 101 203
Appendix 2 Building a New Integrity Program 217

Notes 223
Acknowledgments 231
About the Author 233
Index 235

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