Applied Bayesian and Classical Inference
The Case of The Federalist Papers
Paperback Engels 2011 2e druk 9781461297598Samenvatting
The new version has two additions. First, at the suggestion of Stephen Stigler I we have replaced the Table of Contents by what he calls an Analytic Table of Contents. Following the title of each section or subsection is a description of the content of the section. This material helps the reader in several ways, for example: by giving a synopsis of the book, by explaining where the various data tables are and what they deal with, by telling what theory is described where. We did several distinct full studies for the Federalist papers as well as many minor side studies. Some or all may offer information both to the applied and the theoretical reader. We therefore try to give in this Contents more than the few cryptic words in a section heading to ~peed readers in finding what they want. Seconq, we have prepared an extra chapter dealing with authorship work published from. about 1969 to 1983. Although a chapter cannot compre hensively Gover a field where many books now appear, it can mention most ofthe book-length works and the main thread of authorship' studies published in English. We founq biblical authorship studies so extensive and com plicated that we thought it worthwhile to indicate some papers that would bring out the controversies that are taking place. We hope we have given the flavor of developments over the 15 years mentioned. We have also corrected a few typographical errors.
Specificaties
Lezersrecensies
Inhoudsopgave
$$\tilde y = \sum {W_i \tilde x_{i,} } $$
, where
$$W_i $$
is the weight assigned to the i th. word and
$$x_i $$
is the rate for that word. The
$$W_i $$
are chosen so that ÿ tends to be high if Hamilton is the author, low if Madison is. Ideally the weights are proportional to the difference between the authors’ rates and inversely proportional to the sum of the variances. By asimplified and robust calculation, an index of importance of a word was created. We use it to cut the number of words used to 20..- 5.3 Results for the screening and calibrating sets.- The 20 words, their weights, and estimated importances are displayed in Table 5.3–1, upon being outstanding by a factor of 4. Table 5.3–2 shows the results of applying the weights to the screening set of papers. Hamilton’s 23 average .87 and all exceed .40, while Madison’s 25 average —.41 and all are below —.19. For the calibrating set Hamilton averages .92 and Madison —.38. The smallest Hamilton score is .31, and the largest Madison is .15 (zero plays no special role here)..- 5.4. Regression effects.- As a rough measure of separation, we use the number of standard deviations between the Hamilton and Madison means. For the whole set of 20 words, the separation regresses from 6.9 standard deviations in the screening set to 4.5 in the calibrating set. In Section 5.3, we see almost no change from screening to calibration set in the average separations; the loss comes from increased standard deviations. In a general way, as the groups of words become more contextual the regression effect is larger. Group 1, the word upon, actually gains strength from screening to calibration set..- 5.5. Results for the disputed papers.- After displaying the numerical outcome of the weight-rate discriminant function for the disputed papers in Table 5.5–1, we carry out two types of analyses, one based on significance tests and one based on likelihood ratios. In Table 5.5–2 we show two t-statistics and corresponding P-values for each paper, first for testing that the paper is a Hamilton paper, and second for testing that the paper is a Madison paper. We compute
$$
t_i = \frac{{y - \overline y _i }}
{{s_i \sqrt {1 + (1/n_j )} }}
$$
where j = Hamilton or Madison, y is the value for the disputed paper from Table 5.5–1, sj is the standard deviation for author j for the calibrating set, and nj = 25, the number of papers in each calibrating set. Except for paper 55, the P-values for the Hamilton hypotheses are all very small (less than .004); the P-values for the Madison hypotheses are large, the smallest being .087. Paper 55 is further from Madison than from Hamilton but both P-values are significant..- Table 5.5–3 gives log likelihood ratios for the joint and disputed papers, assuming normal distributions and using the means and variances in the calibrating set. To allow for the uncertainty in estimating the means and variances, conservative 90 per cent confidence limits are shown for the log likelihood ratio, and a Bayesian log odds is calculated using the t-distribution. Except for paper 55, which goes slightly in Hamilton’s favor, the odds favor Madison for the disputed papers..- 6. A Robust Hand-Calculated Bayesian Analysis.- 6.1. Why a robust study?.- Because the main study leans on parametric assumptions and heavy calculations, we want a study to check ourselves that depends less on distributional assumptions and that has calculations that a human being can check. This robust approach, based on Bayes’ theorem, naturally sacrifices information. It dichotomizes the observed frequency distributions of occurrences of words. For choosing and weighting words, it uses both a screening set and a validating set of papers..- 6.2. Papers and words.- Using a screening set of 46 papers of length about 2000 words, we selected the words shown in Table 6.2–2 for the robust Bayes study..- 6.3. Log odds for high-frequency words.- For each of the 64 high-frequency words, we divide the rates of the 46 papers in the 2000-word set into two equal parts, highs and lows. For each word, we form a 2 × 2 table for the high and for the low rates. To estimate the odds (Hamilton to Madison) to be assigned to a word, we first add 1.25 to the count in each of the four cells of the word’s 2x2 table. We explain the theoretical framework for this adjustment which is based on a beta prior distribution. We use the adjusted counts to estimate the odds for the high and for the low rate for that word..- 6.4 Low-frequency words.- For low-frequency words, we use the probability of zero occurrence and must adjust the Hamilton-Madison odds according to the length of paper..- 6.5 The procedure for low-frequency words.- Following the theory of Section 6.6, this section explains the arithmetic leading to log odds for each word appropriate to the length of the paper. Ultimately we sum the log odds..- 6.6 Bayesian discussion for low-frequency words.- Theoretical development required for the procedure given in Section 6.5..- 6.7 Log odds for 2000-word set and validating set.- For each of the five groups of words in Table 6.2–2 and in total, Table 6.7–1 shows the log odds for each paper in the 2000-word set used to choose the words and create the odds. All Hamilton papers have positive log odds (averaging 14.0) and all Madison papers have negative log odds (averaging —14.2). Table 6.7–2 gives a more relevant assessment: the same information for the validating set of papers not used to develop the odds. The corresponding averages are 10.2 for 13 Hamilton papers and —8.2 for 18 Madison papers. One Hamilton paper has log odds of 0 or equivalently even odds of 1:1..- 6.8. Disputed papers.- Table 6.8–1 gives the detailed data parallel to the previous tables for the unknown papers. Only paper 55 is not ascribed to Madison. The strength of attribution is, of course, much weaker than in the main study..- 7. Three-Category Analysis.- 7.1. The general plan.- By categorizing rates into three categories—low, middle, and high— and estimating log odds for each category, we can get a score for each unknown paper. This study defends against outlying results and failures of assumptions though it does a crude job of handling zero frequencies..- 7.2 Details of method.- For a given word, the rates in 48 papers (23 Hamilton and 25 Madison) were ranked with the lowest 18 papers giving the cutoff for “low” and the highest 18 papers the cutoff for “high”. Table 7.2–2 gives the cut-points so determined and the log odds for 63 words. To get a score for a paper, sum the log odds. Some special rules killed some words and pooled categories in others..- 7.3 Groups of words.- After applying the rules of Section 7.2, we had 63 words left, grouped as before by perceived degrees of contextuality..- 7.4 Results for the screening and calibrating sets.- The scoring system was applied to the screening set of papers. As shown in Table 7.4–1, all Hamilton papers scored positive averaging 20.54, all Madison negative averaging —31.24. To see the regression effect, the same scheme was applied to a calibrating set as shown in Table 7.4–2 with average log odds for Hamilton of 8.54 and for Madison of —19.30..- 7.5. Regression effects.- 7.5A. Word group.- For each word group we show in Table 7.5–1 the regression effect from screening to calibrating set. Generally speaking, the more the group is perceived as contextual, the greater its regression effect. The word upon improved from screening to calibrating set..- 7.5B. The regression effect by single words.- 7.6. Results for the joint and disputed papers.- As in the analysis of Chapter 6, all disputed papers but paper 55 lean strongly toward Madison, and that paper falls on the fence..- 8. Other Studies.- 8.1 How word rates vary from one text to another.- For 165 words we give rates in Table 8.1–1 from six sources: Hamilton, Madison, Jay, Miller-Newman-Friedman, Joyce’s Ulysses, and the Bible..- 8.2 Making simplified studies of authorship.- To begin an authorship study we advise: Edit for quotations and special usage; make counts for separate pieces, using a list of words of moderate length; obtain the rates; assess variation and discard words; get statistical help if the problem is delicate; use natural groupings; use a high-speed computer; see Chapter 10 for some new variables..- 8.3 The Caesar letters.- As a little example, we explore the possibility that Hamilton, as opposed to someone else, wrote the Caesar letters. Table 8.3–1 shows the rates for 23 high-frequency words for the Caesar letters, and for Hamilton, for Madison, and for Jay. For 13 of the words, the Caesar rate differs from the Hamilton rate by two or more standard deviations under Poisson theory. If we apply the log odds computation of Chapter 3 for Hamilton versus Madison to the Caesar letters, we get—4.2, instead of positive log odds in the teens or twenties as we would expect if Hamilton were the author. The results are strongly against Hamilton, though not in favor of Madison, but of some unknown author..- 8.4 Further analysis of Paper No. 20.- Among the three papers we classified as having joint Hamilton-Madison authorship, paper No. 20 is most nearly on the fence. We hunted for Hamilton’s contribution. Some Hamilton markers could be traced not to him but to the writing of Sir William Temple, from which Madison drew extensively for this paper. We abandoned the analysis..- 8.5 How words are used.- Joanna F. Handlin made an elaborate study of the various dictionary meanings of 22 marker words and probably. In 15 appearances of upon, Madison had 3 usages that Hamilton never used in 216 appearances. Table 8.5–1 gives detailed data for the occurrences of 13 meanings of of in several papers for each author—-a study carried out by Miriam Gallaher..- 8.6 Scattered investigations.- We hunted for useful pairs of words like toward-towards with little success. Use of comparatives and superlatives showed great variation. Words with emotional tone gave no discrimination. How Hamilton and Madison handled enumerations led nowhere. A study of conditional clauses failed because of unreliability in classification. Relating strength of discrimination to proportion of original material, although suggestive, was not useful. Length of papers offered some discrimination, but we feared it because of contextuality and because of newspaper constraints..- 8.7. Distributions of word-length.- The earliest discrimination analyses by Mendenhall used word length as a discriminator. Robert M. Kleyle and Marie Yeager display the distribution of word length for eight Hamilton and seven Madison papers in Table 8.7–1 and in three figures. The chi-squared statistic for goodness of fit in Table 8. 7-2 shows so much variation that we cannot use it for discrimination. The Hamilton papers fit the Madison averages as well as do the Madison papers..- 9. Summary of Results and Conclusions.- 9.1 Results on the authorship of the disputed Federalist papers.- Except for paper No 55, the odds are strong for Madison in the main study For No 55 they are about 90 to 1 for Madison.- 9.2 Authorship problems.- Function words offer a fertile source of discriminators Contextuality must be investigated See also Chapter 10 for further variables.- 9.3 Discrimination problems.- A large pool of variables systematically explored may pay off when obvious important variables are not available Contextual effects have counterparts in other situations Selection effects must be allowed for..- 9.4 Remarks on Bayesian studies.- We recommend sensitivity studies made by varying the priors We like priors that have an empirical orientation Data distributions matter We need simple routine Bayesian methods.- 9.5 Summing up.- We tracked the problems of Bayesian analysis to their lair and solved the problem of the disputed Federalist papers.- 10 The State of Statistical Authorship Studies in 1984.- 10.1 Scope.- We treat the time period since 1969, emphasizing prose disputes almost exclusively This chapter discusses both technological advances and empirical studies.- 10.2 Computers, concordances, texts, and monographs.- The computer and its software leading to easy compilation of concordances have been the major technological advance Scholars have produced several monographs but few statistical texts in stylistics..- 10.3 General empirical work.- Morton studies sentence length further, and like Ellegard, uses proportional pairs of words (the fraction that the occurrences of word U make up the total occurrences of word U and word V) Morton introduces collocation variables to expand the number of potential discriminators (A collocation consists of a keyword like in and has associated words that precede or succeed it) The ratio of the number of times the associate word occurs with the keyword to the number of times the keyword appears is the measure of collocation Position of a word in a sentence (especially first or last) offers additional discriminators.- 10.4 Poetry versus prose.- To examine a possible systematic difference between poetry and prose, Williams looks at the Shakespeare-Bacon controversy He takes samples of Shakespeare (who wrote only poetry), Bacon (who wrote only prose), and as a control samples of both poetry and prose from Sir Philip Sidney Williams uses words of length 3 and 4 as discriminators Table 104-1 shows the comparisons He concludes that poetry and prose produce differing distributions of word lengths, and that the difference between Shakespeare and Bacon could be regarded as a poetry-to-prose effect rather than an authorship effect.- 10.5 Authorship studies similar to the Junius or Federalist studies.- 10.5A And Quiet Flows the Don.- We review the dispute about the authorship of the Russian novel And Quiet Flows the Don An anonymous critic, D*, in a book with preface by Solzhenitsyn, regards Mikhail Sholokhov, the reputed author, as having plagiarized much of the work of the anti-Bolshevik author Fyodor Kryukov, who died before publishing his work on the Don Cossacks Roy A Medvedev reviews the issues, concluding that Sholokhov probably had access to some Don Cossack writings.- 10.5B Kesari.- In discriminating between two possible authors of certain editorials published in the Indian newspaper Kesari, Gore, Gokhale, and Joshi use the variables word length, sentence length, and the rate of use of commas as discriminators They reject the hypothesis that word length follows the log normal distribution They find sentence length to be approximately log normal, but unfortunately unstable for material from the same author, and so not helpful Their new variable, rate of use of commas, offers some discrimination.- 10.5C Die Nachtwachen.- The author of this pseudonymous romantic German novel has been hotly sought since its publication in 1804 Wickmann uses transition frequencies from one part of speech to another as discriminators andconcludes that among several candidates only Hoffmann is a reasonable possibility.- 10.5D Economic history.- O’Brien and Darnell tackle six authorship puzzles from the field of economics They use the collocation method and the first words of sentences to decide authorship in a book-length sequence of studies.- 10.6 Homogeneity problems.- In the simplest homogeneity problem, we have two pieces of text and we ask whether they were produced by the same author.- 10.6A Aristotle and Ethics.- Kenny analyzes two versions of a book on ethics reputed to be by Aristotle, using their common material as a standard to decide which version was more similar to the common material He uses many special studiesin his book and concludes that the version which atone time was regarded by scholars as not the more mature version is closer statistically to the common material.- 10.6B The Bible.- The studies of The Bible, both Old and New Testament, have become so extensive that they cannot readily be discussed here We indicate studies that try to settle whether each of Isaiah, Zechariah, and Genesis was written entirely by a single author The latter two studies have led to controversies, and we cite some papers that deal instructively with the issues Students of authorship studies will find them helpful.- 10.7Anonymous translation.- Michael and Jill Farringdon deal with the most unusual authorship problem we found in our literature search Did Henry Fielding, the English novelist, translate the military history of Charles XII from French into English ? By using as discriminators the rates of words that critics had used to parody Fielding and by looking at pooled rates of a variety of other authors, they conclude that Fielding did the translation They use especially word pairs like whilst versus while We think this problem deserves further study because of its challenge.- 10.8 Forensic disputes.- 10.8A Morton.- Morton writes about his troubling experiences in giving authorship testimony in court.- 10.8B Bailey.- Bailey gives three requirements before a legal authorship dispute can be decided His attempts to introduce authorship stylometrics into the Patricia Hearst case were denied by the judge.- 10.8C Howland will.- Although this dispute concerns the authorship of the signature of a will, it brings out many of the issues that arise in other authorship problems.- The main actors are famous: mathematician Benjamin Peirce, his scientist son Charles Sanders Peirce, and the woman who latter became a multimillionaire when a million was real money, Hetty Green Meier and Zabell’s treatment is most instructive.- 10.9 Concluding remarks.- Although some new variables for use as discriminators have been introduced, the level of statistical analysis in authorship studies has not generally advanced We suggest that some additional empirical studies might help in future English authorship disputes We especially need more data on variability within and between authors.- References.
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