It is a condition of authorisation that all SRA-authorised law firms must have a compliance officer for legal practice (COLP) and a compliance officer for finance and administration (COFA).  Meer

Without an understanding of regulatory expectations, compliance duties and ethical behaviours, a firm runs the risk of censure, adverse publicity, and client dissatisfaction.  Meer

With an easily accessible Q&A format, this book will provide anyone regulated by the SRA or employed in an SRA-regulated firm with key knowledge about risk management of conflicts of interests and duties that relate to confidentiality and disclosure.  Meer